Christian D. Jeppesen
Professional summary
Christian Dean Jeppesen, who also goes by Chris Jeppesen, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Westlake, Texas and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christian has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian Dean Jeppesen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2012 - Present
FIRST TRUST ADVISORS LP
July 28, 1997 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187July 19, 1996 - July 31, 1997
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/1997)
(5/22/2012)
(1/15/2003)
Exams
FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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