Justin M. Naab

SUMMIT INVESTMENTS

NEWBURGH, IN

CRD#: 2774373

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Professional summary

Justin Manford Naab, who also goes by Justin Naab, is a registered financial advisor currently at SUMMIT INVESTMENTS, INC. located in Newburgh, Indiana.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Justin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Naab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Manford Naab's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 1998 - Present

SUMMIT INVESTMENTS, INC.

RIA

CRD#: 123722

NEWBURGH, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/22/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/1996

Uniform Investment Adviser Law Examination

Current Firm

SUMMIT INVESTMENTS, INC.

NAAB INVESTMENTS & TRADING | SUMMIT INVESTMENTS, INC. | NAAB, JUSTIN M.

CRD#: 123722 / SEC#:

Illinois

Registered Investment Advisory firm - (12/8/2003 Terminated)

Indiana

Registered Investment Advisory firm - (2/4/1997 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Newburgh, IN

Mailing Address

4317 Huntington Ridge Circle, Newburgh, IN 47630

Phone number

(812) 480-1065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 6,551,524

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin M. Naab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Manford Naab's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/1996

Current Firm

SUMMIT INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT INVESTMENTS, INC.

TRUST BUT VERIFY

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