Douglas W. Suhr

WHITENER CAPITAL MANAGEMENT,

Middletown, RI

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CRD#: 2774201

Professional summary

Douglas William Suhr, CFP®, who also goes by Doug Suhr, Douglas W. Suhr, is a registered financial advisor currently at WHITENER CAPITAL MANAGEMENT, INC located in Middletown, Rhode Island.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Douglas has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Suhr | Douglas W. Suhr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Suhr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 23, 2020 - Present

WHITENER CAPITAL MANAGEMENT, INC

RIA

CRD#: 106865

Middletown, RI

Past

June 2, 2015 - December 22, 2020

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Fairfield, CT

Past

October 22, 2013 - June 3, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

PROVIDENCE, RI

Past

October 21, 2013 - June 3, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

PROVIDENCE, RI

Past

April 18, 2012 - October 10, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BRAINTREE, MA

Past

March 9, 2012 - October 9, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BRAINTREE, MA

Past

January 18, 2008 - February 3, 2012

CHARTER RESEARCH & INVESTMENT GROUP INC

RIA

CRD#: 106452

FAIRFIELD, CT

Past

August 30, 2000 - January 29, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WEST HARTFORD, CT

Past

February 28, 2000 - January 29, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 7, 1997 - June 11, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITENER CAPITAL MANAGEMENT, INC

CRD#: 106865 / SEC#: 801-31219

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/23/2020)

IAR

Rhode Island
(12/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/27/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/14/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2012

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/9/1997

National Commodity Futures Examination

Principal/Supervisory Exam

Series 10

Date: 2/11/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/4/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

WHITENER CAPITAL MANAGEMENT, INC

CRD#: 106865 / SEC#: 801-31219

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

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Contact information

Main Address

3993 Sunset Avenue, Rocky Mount, NC 27804

Mailing Address

P.o. Box 7743, Rocky Mount, NC 27804

Phone number

(252) 972-8909

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,446
AUM (Assets Under Management)	$ 506,099,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas W. Suhr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Suhr's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARTER RESEARCH & INVESTMENT GROUP INC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WHITENER CAPITAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/2012

Series 65

Date: 4/14/1997

SIE

Date: 6/3/2015

Series 7

Date: 3/8/2012

Series 3

Date: 6/9/1997

Series 10

Date: 2/11/2002

Series 9

Date: 2/4/2002

Current Firm

WHITENER CAPITAL MANAGEMENT, INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITENER CAPITAL MANAGEMENT, INC

TRUST BUT VERIFY

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