Lynn A. Cannizzaro
Professional summary
Lynn Ann Cannizzaro, who also goes by Lynn Ann Cannizzaro, Lynn Cannizzaro, Lynn Ann Cannizzaro, Lynnann Cannizzaro, is a registered financial professional currently at APEX CLEARING CORPORATION located in New York, New York.
Lynn is registered as a RR (Registered Representative) and started their career in finance in 1998. Lynn has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynn Ann Cannizzaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2025 - Present
APEX CLEARING CORPORATION
Office #1: 441 9th Ave 25th Floor, New York, NY 10001January 2, 2014 - August 7, 2017
BNY MELLON CAPITAL MARKETS, LLC
March 18, 2011 - January 31, 2022
PERSHING LLC
June 24, 2009 - May 27, 2010
NEONET SECURITIES, INC.
September 6, 2007 - February 11, 2009
SG AMERICAS SECURITIES, LLC
July 6, 2006 - September 4, 2007
J.P. MORGAN SECURITIES INC.
May 9, 2001 - June 23, 2006
CREDIT SUISSE SECURITIES (USA) LLC
March 12, 2001 - May 14, 2001
UBS SECURITIES LLC
December 11, 2000 - March 12, 2001
UBS FINANCIAL SERVICES INC.
April 27, 1998 - November 29, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Texas Stock Exchange LLC
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 49 |
| Arbitration | 8 |
Red Flags
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