Shawn M. Nelson
BOONE WEALTH ADVISORS
BELLEVUE, WA 98004
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CRD#: 2773883
Professional summary
Shawn Milton Nelson, CFP® is a registered financial advisor currently at BOONE WEALTH ADVISORS, LLC located in Bellevue, Washington and LPL FINANCIAL LLC located in Bellevue, Washington.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Shawn has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Tax Planning
Education Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/7/2016: Boone Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 05/01/2016 - 200 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services Boone Wealth Advisos, an independent investment advisor firm. I started this business activity on 10/7/16. I provide investment advisory services Boone Wealth Advisos, an independent investment advisor firm. I started this business activity on 10/7/16. I expect to spend approximately 200 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 5/29/2018 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/21/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Facilitate the purchase of a LTC policy for a client. 3. 3/17/2023 - RE Rentals, LLC - Investment Related - Scottsdale, AZ 85258 - Real Estate Rental - Owner - Start Date - 04/11/2022 - 5 Hours Per Month/0 Hours During Securities Trading 4. 09/15/2025- none- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 03/15/2000- 15 Hours Per Month- 1 Hour During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Milton Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
August 2, 2004 - Present
BOONE WEALTH ADVISORS, LLC
Office #1: 777 108th Ave Ne Suite 2230, Bellevue, WA 98004RIA
CRD#: 116682
BELLEVUE, WA
Current
March 15, 2000 - Present
LPL FINANCIAL LLC
Office #1: 500 108th Ave Ne Ste 1840, Bellevue, WA 98004RIA
BD
CRD#: 6413
Bellevue, WA
Past
March 27, 2000 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BELLEVUE, WA
Past
December 7, 1999 - March 16, 2000
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BOONE WEALTH ADVISORS, LLC
BOONE WEALTH | MWBOONE AND ASSOCIATES, LLC | MWBOONE & ASSOCIATES, LLC | MW BOONE AND ASSOCIATES | MW BONNE AND ASSOCIATES | BOONE, MICHAEL W. | BOONE WEALTH ADVISORS, LLC | BOONE WEALTH ADVISORS
CRD#: 116682 / SEC#: 801-81073
RIA
Registered Investment Advisory firm - (3/31/2015 Approved)Washington
Registered Investment Advisory firm - (4/1/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2017)
RR
Arizona(5/9/2014)
RR
California(1/10/2013)
RR
Colorado(5/9/2014)
RR
Florida(6/27/2014)
RR
Georgia(6/27/2014)
RR
Hawaii(5/9/2014)
RR
Idaho(9/12/2016)
RR
Kansas(10/15/2019)
RR
Louisiana(5/9/2014)
RR
Maine(5/9/2014)
RR
Massachusetts(6/27/2014)
RR
Michigan(5/23/2023)
RR
Minnesota(1/30/2025)
RR
Missouri(5/9/2014)
RR
Montana(7/5/2016)
RR
Nevada(2/12/2024)
RR
New Jersey(11/27/2016)
RR
New Mexico(4/25/2018)
RR
New York(2/7/2020)
RR
North Carolina(5/9/2014)
RR
Ohio(5/9/2014)
RR
Oklahoma(8/14/2017)
RR
Oregon(11/16/2011)
RR
Tennessee(12/18/2024)
RR
Texas(5/9/2014)
RR
Utah(5/9/2014)
RR
Virginia(5/9/2014)
RR
Washington(3/15/2000)
IAR
Washington(8/2/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BOONE WEALTH ADVISORS, LLC
BOONE WEALTH | MWBOONE AND ASSOCIATES, LLC | MWBOONE & ASSOCIATES, LLC | MW BOONE AND ASSOCIATES | MW BONNE AND ASSOCIATES | BOONE, MICHAEL W. | BOONE WEALTH ADVISORS, LLC | BOONE WEALTH ADVISORS
CRD#: 116682 / SEC#: 801-81073
RIA
Registered Investment Advisory firm - (3/31/2015 Approved)Washington
Registered Investment Advisory firm - (4/1/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 108th Ave Ne Suite 1840, Bellevue, WA 98004
Mailing Address
Phone number
(425) 462-6406
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 598 |
| AUM (Assets Under Management) | $ 639,367,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
