Giles G. Newbold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giles Gregory Newbold, who also goes by Giles Gregory Newbold II, was a registered financial professional .
Giles is a previously registered financial professional and started their career in finance in 1997. Giles had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2017 - July 11, 2023
BRIGHTHOUSE SECURITIES, LLC
October 29, 2015 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
June 1, 2009 - October 9, 2015
MORGAN STANLEY
June 1, 2009 - October 9, 2015
MORGAN STANLEY
June 19, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 18, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 26, 2005 - May 1, 2007
NCT FINANCIAL SERVICES, LLC
April 27, 2004 - May 1, 2007
LAMCO ADVISORY SERVICES INC.
February 9, 2004 - March 30, 2006
AMERICAN SECURITIES GROUP, INC.
April 4, 2000 - December 31, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
April 3, 2000 - November 25, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
December 24, 1997 - May 5, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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