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JR

Justin T. Rowan

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CRD#: 2773588
JR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Taylor Rowan, who also goes by Justin T Rowan, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 1998. Justin had worked at 5 firms and has passed the Series 63, SIE, Series 52 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin T Rowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2017 - January 8, 2021

MBS CAPITAL MARKETS, LLC

BD
CRD#: 155065
WINTER PARK, FL
Past

February 24, 2015 - January 5, 2017

PIPER SANDLER & CO.

BD
CRD#: 665
WINTER PARK, FL
Past

April 11, 2003 - June 9, 2010

PRAGER & CO., LLC

BD
CRD#: 21567
ORLANDO, FL
Past

May 1, 2001 - January 28, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

October 29, 1998 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/15/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 2/24/2015
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/1998
General Securities Representative Examination

Current Firm

MC
MBS CAPITAL MARKETS, LLC
MBS CAPITAL MARKETS, LLC

CRD#: 155065 / SEC#: , 8-68690

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1902 S. Macdill Avenue, Tampa, FL 33629
Mailing Address
1902 S. Macdill Avenue, Tampa, FL 33629
Phone number
(813) 281-2700
Established
Florida since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BULLEIT, EDWIN MURRAYMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MUNICIPAL PRINCIPAL/MANAGING MEMBER/AML OFFICER/FINOP1452847
SEALY, BRETT AARONMANAGING PARTNER2526344
MOSSING, RHONDA KAYSENIOR VICE PRESIDENT/MANAGING PARTNER5079617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MBS CAPITAL MARKETS, LLC

CRD#: 155065

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