Christopher A. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Albert White, who also goes by Chris White, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - December 22, 2017
FM GLOBAL MARKETS INC
October 18, 2010 - July 29, 2015
GOLDMAN SACHS & CO. LLC
April 4, 2007 - July 29, 2010
BARCLAYS CAPITAL INC.
December 18, 2003 - March 19, 2007
MARKETAXESS CORPORATION
February 18, 2002 - March 21, 2003
WORLDCO, L.L.C.
October 24, 1997 - October 4, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/17/2001
Limited Representative-Equity Trader ExamCurrent Firm
FM GLOBAL MARKETS INC
CRD#: 174843 / SEC#: , 8-69581
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
