Gregory O. Mackenzie

ADVANCE CAPITAL MANAGEMENT

Southfield, MI 48076

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CRD#: 2773352

Professional summary

Gregory Orlo Mackenzie, who also goes by Gregory O Mackenzie, is a registered financial advisor currently at ADVANCE CAPITAL MANAGEMENT INC located in Southfield, Michigan.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 87 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory O Mackenzie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF EMPLOYED FARMER - NOT INVESTMENT-RELATED - START DATE 2010 - SEASONAL 30 HOURS IN THE SPRING AND 30 HOURS IN THE FALL - NO HOURS WORKED DURING TRADING HOURS -RAISING GRAIN CROPS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Orlo Mackenzie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2010 - Present

ADVANCE CAPITAL MANAGEMENT INC

Office #1: One Towne Square Suite 444, Southfield, MI 48076

RIA

CRD#: 110767

Southfield, MI

Past

October 19, 2005 - December 31, 2016

ADVANCE CAPITAL SERVICES, INC.

CRD#: 19347

SOUTHFIELD, MI

Past

August 2, 2000 - April 16, 2001

WINTRUST INVESTMENTS LLC

CRD#: 875

CHICAGO, IL

Past

September 10, 1997 - February 26, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCE CAPITAL MANAGEMENT INC

CRD#: 110767 / SEC#: 801-28092

RIA

Registered Investment Advisory firm - (10/9/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/20/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/13/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2005

General Securities Representative Examination

General Industry/Product Exam

Series 87

Date: 3/29/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 6

Date: 9/9/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVANCE CAPITAL MANAGEMENT INC

CRD#: 110767 / SEC#: 801-28092

RIA

Registered Investment Advisory firm - (10/9/1986 Approved)

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Contact information

Main Address

One Towne Square Suite 444, Southfield, MI 48076

Mailing Address

Phone number

(248) 350-8543

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts	14,365
AUM (Assets Under Management)	$ 4,504,447,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory O. Mackenzie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Orlo Mackenzie's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCE CAPITAL SERVICES, INC.

WINTRUST INVESTMENTS LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ADVANCE CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/20/2009

Series 65

Date: 7/13/1998

SIE

Date: 12/31/2016

Series 7

Date: 10/18/2005

Series 87

Date: 3/29/2005

Series 6

Date: 9/9/1997

Current Firm

ADVANCE CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCE CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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