Mauricio N. Gomez

IPG INVESTMENT ADVISORS

BOGOTA,

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CRD#: 2773310

Professional summary

Mauricio N Gomez is a registered financial advisor currently at IPG INVESTMENT ADVISORS, LLC .

Mauricio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mauricio has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD MEMBER, SHAREHOLDER (8%), SECRETARY OF IPG SECURITIES, SA - A FOREIGN BROKER DEALER IN PANAMA(AN INVESTMENT RELATED COMPANY). MR. GOMEZ PLANS TO DEVOTE ROUGHLY 4 HOURS A WEEK TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio N Gomez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2023 - Present

IPG INVESTMENT ADVISORS, LLC

Office #1: Carrera 9 #74-08 Oficina 301, Bogota

RIA

CRD#: 152990

BOGOTA,

Past

April 26, 2011 - December 31, 2022

IPG INVESTMENT ADVISORS, LLC

RIA

CRD#: 152990

BOGOTA,

Past

August 15, 2000 - July 10, 2006

RAMIUS SECURITIES LLC

CRD#: 41076

NEW YORK, NY

Past

July 20, 1999 - July 14, 2000

JPMSI

CRD#: 15733

NEW YORK, NY

Past

September 4, 1996 - December 31, 1998

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA

Registered Investment Advisory firm - (3/3/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1996

General Securities Representative Examination

Current Firm

IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA

Registered Investment Advisory firm - (3/3/2010 Approved)

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Contact information

Main Address

501 West Broadway Suite 1350, San Diego, CA 92101

Mailing Address

Phone number

(619) 326-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IPG INVESTMENT ADVISORS LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,154
AUM (Assets Under Management)	$ 3,818,509,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mauricio N. Gomez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio N Gomez's CRS (Customer Relationship Summary).

Certified licenses

Experience

IPG INVESTMENT ADVISORS, LLC

RAMIUS SECURITIES LLC

JPMSI

JPMSI

Primary Firm SEC Registration

IPG INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/2011

Series 63

Date: 10/2/1996

Series 7

Date: 9/3/1996

Current Firm

IPG INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IPG INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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