Joel R. Dnistrian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Richard Dnistrian was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1996. Joel had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2017 - December 9, 2019
HOLD BROTHERS CAPITAL LLC
October 7, 2013 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
November 26, 2012 - September 19, 2013
COWEN EXECUTION SERVICES LLC
September 4, 2012 - November 2, 2012
THINKEQUITY LLC
March 19, 2012 - August 23, 2012
CANTOR FITZGERALD & CO.
June 20, 2011 - January 31, 2012
TICONDEROGA SECURITIES LLC
January 18, 2006 - October 14, 2011
SOLEIL SECURITIES CORPORATION
September 6, 2005 - December 19, 2005
FULCRUM GLOBAL PARTNERS LLC
September 9, 2002 - July 1, 2005
GOLDMAN SACHS & CO. LLC
May 25, 1999 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 8, 1996 - May 19, 1999
WILLIAM SCOTT & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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