Paul Lazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lazar was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - September 2, 2016
VOYA FINANCIAL PARTNERS, LLC
February 14, 2013 - January 13, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 23, 2009 - September 11, 2012
CHARLES SCHWAB & CO., INC.
November 14, 2007 - April 29, 2009
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 9, 2007 - August 17, 2007
TRANSAMERICA INVESTORS SECURITIES, LLC
July 10, 1997 - August 29, 2006
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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