Reid T. Richman
Professional summary
Reid Taylor Richman is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Reid is registered as a RR (Registered Representative) and started their career in finance in 1996. Reid has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reid Taylor Richman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2011 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003July 12, 2006 - April 17, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
May 6, 2003 - July 28, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
August 10, 2001 - April 17, 2003
HEARTLAND SECURITIES CORP.
April 21, 1998 - January 19, 2000
HEARTLAND SECURITIES CORP.
October 11, 1996 - April 21, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 10/28/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 8/24/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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