Christine C. Heckman

AEGIS WEALTH MANAGEMENT

CLEARWATER, FL

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CRD#: 2773014

Professional summary

Christine Craig Heckman, who also goes by Christine Marie Carlson, Christine Marie Craig, is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, LLC located in Clearwater, Florida.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Christine has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Marie Carlson | Christine Marie Craig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blue Harbor Retirement Plan Services - Owner 901 Monterey Ave, Clearwater, FL 33759 Since 10/2017 Non Investment Related Spends 160 hours per month total and 100 hours per month during trading hours Blue Harbor Retirement Plan Services provides employee benefit administration, payroll, record keeping and electronic communication.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Craig Heckman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2016 - Present

AEGIS WEALTH MANAGEMENT, LLC

RIA

CRD#: 199511

CLEARWATER, FL

Past

December 23, 2019 - March 18, 2022

DELTA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 128350

Indian Rocks Beach, FL

Past

August 22, 1996 - September 16, 1997

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, LLC

CRD#: 199511 / SEC#: 801-96327

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/20/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AEGIS WEALTH MANAGEMENT, LLC

CRD#: 199511 / SEC#: 801-96327

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

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Contact information

Main Address

698 N. Maitland Avenue Suite 102, Maitland, FL 32751

Mailing Address

Phone number

(407) 831-3660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	497
AUM (Assets Under Management)	$ 174,232,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christine C. Heckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Craig Heckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS WEALTH MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2016

Series 63

Date: 9/4/1996

Series 6

Date: 8/20/1996

Current Firm

AEGIS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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