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DP

David T. Peacock

Some features on this profile are disabled
CRD#: 2772962
DP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Thomas Peacock, CLU® was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1997. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Ash Brokerage Address: 8333 Douglas Avenue Ste 1200, Dallas, TX, 75225, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We would like to use Ash Brokerage to broker insurance policies for MPA (2)Name of Business: DTP Wealth, LLC Address: 8333 Douglas Avenue, Dallas, TX, 75225, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: It is my individual LLC to receive compensation from MPA Enterprises, LLC (3)Name of Business: Messick Peacock & Associates Address: 8333 Douglas Ave Ste 1200, Dallas, TX, 75225, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/03/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Partner/co -founder of the firm (4)Name of Business: MPA Wealth, LLC Address: 8333 Douglas Ave Ste 1200, Dallas, TX, 75225-5819, United States Activity Type: Independent RIA Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/17/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Establishing this LLC for future financial planning and consultation for a fee (5)Name of Business: New York Life Insurance Company Address: 8333 Douglas Avenue Ste 1200, Dallas, TX, 75225, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We would like to use New York Life to broker insurance policies for our clients

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CLU®

Chartered Life Underwriter

Experience

Past

October 5, 2023 - September 29, 2025

MPA WEALTH, LLC

RIA
CRD#: 327760
DALLAS, TX
Past

March 25, 2020 - August 12, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Dallas, TX
Past

March 3, 2020 - March 3, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Dallas, TX
Past

March 3, 2020 - August 12, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Dallas, TX
Past

August 5, 2008 - March 5, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
DALLAS, TX
Past

July 28, 1998 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

March 5, 1997 - March 5, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/4/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MW
MPA WEALTH, LLC
MPA WEALTH, LLC

CRD#: 327760 / SEC#:

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Contact information

Main Address
8333 Douglas Avenue Suite 1200, Dallas, TX 75225
Mailing Address
Phone number
(972) 942-0591
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MPA WEALTH, LLC

Branch OwnerCRD#: 327760

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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