David J. Stofflet

COPPELL ADVISORY SOLUTIONS LLC

Elizabethtown, PA

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CRD#: 2772832

Professional summary

David John Stofflet, who also goes by David J Stofflet, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Elizabethtown, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David J Stofflet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr Stofflet is an insurance agent. He spends approximately 60 hrs a month and 1/2 that time during market hours. He offers life, disability and health insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Stofflet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2025 - Present

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Elizabethtown, PA

Past

September 1, 2021 - September 11, 2023

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Elizabethtown, PA

Past

May 8, 2014 - September 4, 2019

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

EAST PETERSBURG, PA

Past

October 15, 2007 - December 31, 2008

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

MONACA, PA

Past

April 21, 2006 - October 8, 2007

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

QUAKERTOWN, PA

Past

July 1, 2004 - April 1, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 1, 2004 - April 1, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 11, 2002 - July 7, 2004

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

EAST PETERSBURG, PA

Past

October 3, 2002 - July 7, 2004

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

February 13, 2001 - October 16, 2002

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 28, 2000 - January 23, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 20, 1999 - December 31, 1999

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

May 28, 1998 - April 5, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 12, 1997 - March 10, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/27/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/11/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Stofflet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Stofflet's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPELL ADVISORY SOLUTIONS LLC

COPPELL ADVISORY SOLUTIONS LLC

FORTUNE FINANCIAL SERVICES, INC.

FORTUNE FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

HORNOR, TOWNSEND & KENT, LLC

MORGAN STANLEY DW INC.

EQUITY SERVICES, INC.

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2014

Series 63

Date: 6/11/1997

Series 7

Date: 3/27/2000

Series 6

Date: 6/11/1997

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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