Abiraman (. Subramanian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abiraman (nmn) Subramanian, who also goes by Abi Subramanian, Abiraman Subramanian, was a registered financial professional .
Abiraman is a previously registered financial professional and started their career in finance in 1996. Abiraman had worked at 13 firms and has passed the Series 63, Series 72, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2024 - May 9, 2025
FINALIS SECURITIES LLC
January 6, 2020 - March 3, 2022
ARCADIA SECURITIES, LLC
August 8, 2018 - December 26, 2019
MANORHAVEN CAPITAL LLC
April 25, 2017 - October 31, 2017
PERKINS FUND MARKETING, L.L.C.
October 1, 2013 - May 1, 2015
STOCK SECURITIES LLC
November 25, 2010 - March 22, 2013
GALILEO GLOBAL SECURITIES, LLC
November 5, 2009 - July 26, 2010
THOMAS WEISEL PARTNERS LLC
July 12, 2007 - May 1, 2009
JEFFERIES LLC
October 2, 2006 - June 20, 2007
STANFORD GROUP COMPANY
September 29, 1999 - May 16, 2006
COWEN AND COMPANY
July 1, 1998 - September 7, 1999
ABN AMRO SECURITIES LLC
January 1, 1998 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
July 11, 1996 - November 14, 1996
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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