Steven L. Slick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven L Slick, who also goes by Steve L Slick, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 2 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2012 - May 11, 2012
MELVIN SECURITIES, L.L.C.
October 8, 1996 - March 9, 2004
ROCK ISLAND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/1/2012
Limited Representative-Equity Trader ExamCurrent Firm
MELVIN SECURITIES, L.L.C.
CRD#: 29767 / SEC#: , 8-41505
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
Red Flags
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