JM
John C. Morzelewski
ASHTON THOMAS PRIVATE WEALTH
DRAPER, UT 84020
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CRD#: 2772400
JM
Professional summary
John Clark Morzelewski is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Draper, Utah and M. S. HOWELLS & CO. located in Draper, Utah.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JAN 2017; ASHTON THOMAS PRIVATE WEALTH LLC, SCOTTSDALE, AZ; INVESTMENT RELATED; FEE-BASED ASSET MANAGEMENT; REGISTERED INVESTMENT ADVISOR REPRESENTATIVE; DEVOTE 35 HOURS PER/WEEK; 30 HOURS/WEEK DURING MARKET HOURS.
(2) JAN 2017; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AZ; INVESTMENT RELATED; INSURANCE; ADVISOR; DEVOTE 35 HRS/WEEK, 30 HRS DURING MARKET HOURS.
(3) JORDAN LITTLE LEAGUE FOOTBALL, PRESIDENT OF YOUTH SPORTS, STARTED 1/1/14, APPROXIMATELY 20 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS, ORGANIZE YOUTH FOOTBALL PROGRAM, CONTROL OF FINANCES.
(4) MORZELEWSKI INVESTMENTS INC, UT, NON-INVESTMENTS RELATED, NATURE OF BUSINESS: INCOME PASSTHROUGH ONLY, PRESIDENT SINCE 7/1/11, 2HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view John Clark Morzelewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2011 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 292 East 12200 South, Suite 100 Office A-2, Draper, UT 84020RIA
CRD#: 153902
DRAPER, UT
Current
August 1, 2018 - Present
M. S. HOWELLS & CO.
Office #1: 292 East 12200 South Suite 100, Draper, UT 84020BD
CRD#: 104100
Draper, UT
Past
February 1, 2017 - August 20, 2018
PEACHCAP SECURITIES, INC.
BD
CRD#: 25590
Draper, UT
Past
February 21, 2012 - December 21, 2016
ACCELERATED CAPITAL GROUP
BD
CRD#: 41270
DRAPER, UT
Past
June 13, 2011 - February 21, 2012
MERIDIAN UNITED CAPITAL, LLC
BD
CRD#: 122924
DRAPER, UT
Past
January 5, 2000 - June 20, 2011
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
July 29, 1996 - June 14, 2011
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/1/2018)
RR
Montana(8/1/2018)
RR
Ohio(4/7/2022)
IAR
Texas(12/1/2023)
IAR
Utah(6/20/2011)
RR
Utah(8/1/2018)
RR
Washington(9/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
