RP
Robert J. Patton
SAGEVIEW ADVISORY GROUP
REDWOOD CITY, CA 94061
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CRD#: 2772399
RP
Professional summary
Robert John Patton JR, AIF®, who also goes by Robert John Patton, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Redwood City, California and CETERA WEALTH SERVICES, LLC located in Redwood City, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert John Patton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) AFFILIATED WITH SAGEVIEW ADVISORY GROUP RIA. 2.) FIXED INSURANCE - LIFE AND ANNUITIES. 3.) EASTER CROSS ASSOCIATION, NOT INVESTMENT RELATED, 600 ALLERTON ST, STE 200, REDWOOD CITY, CA, 94063, NON-PROFIT, STARTED 6/2015, BOARD MEMBER, APX 2 HOURS PER WEEK, VARIES DURING TRADING HOURS, SECRETARY. 4.) NAME OF OTHER BUSINESS: PATTON FAMILY RANCH; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC FOR LAND PROTECTION; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR PROTECTION OF OPEN LAND; 5.) NAME OF OTHER BUSINESS: RJ FAMILY PROPERTY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC FOR RENTAL PROPERTY; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR RENTAL PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Patton JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 5, 2009 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 1775 Woodside Road Suite 201, Redwood City, CA 94061RIA
CRD#: 126777
REDWOOD CITY, CA
Current
May 21, 2009 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1775 Woodside Road Suite 201, Redwood City, CA 94061BD
CRD#: 13572
Redwood City, CA
Past
January 1, 2008 - May 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
EAST PALO ALTO, CA
Past
January 1, 2008 - May 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
EAST PALO ALTO, CA
Past
August 1, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
REDWOOD SHORES, CA
Past
August 1, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
REDWOOD SHORES, CA
Past
March 14, 2005 - June 7, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
SAN FRANCISCO, CA
Past
July 28, 1999 - February 14, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
March 31, 1997 - June 15, 1999
HOTOVEC, POMERANZ & CO., LLC
BD
CRD#: 41178
SAN FRANCISCO, CA
Past
September 16, 1996 - April 7, 1997
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
August 8, 1996 - September 12, 1996
ROUND HILL SECURITIES, INC.
BD
CRD#: 35223
ALAMO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/19/2024)
RR
California(5/21/2009)
IAR
California(6/5/2009)
RR
Florida(3/6/2024)
RR
North Carolina(3/6/2024)
RR
Oregon(3/10/2021)
RR
Utah(3/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777Redwood City, CA 94061TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
