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Sean Peter Hytry

CRD# 2772380·Registered 1996 - 2024
Previously Registered: Being a previously registered professional could mean that Sean is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sean Peter Hytry was a registered financial advisor. Sean was a previously registered financial professional and started their career in finance 1996 - 2024. Sean had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

SOFI WEALTH LLCPast·CRD# 167958
RIA
Cottonwood Heights, UT
August 16, 2017 - April 1, 2024
SOFI SECURITIES LLCPast·CRD# 151717
BD
Cottonwood Heights, UT
August 15, 2017 - April 1, 2024
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Salt Lake City, UT
July 20, 2016 - August 8, 2017
TD AMERITRADE, INC.Past·CRD# 7870
RIA
Draper, UT
September 24, 2013 - May 12, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLCPast·CRD# 111514
RIA
Draper, UT
September 24, 2013 - May 12, 2016
TD AMERITRADE, INC.Past·CRD# 7870
BD
Draper, UT
September 19, 2013 - May 12, 2016
HARRISDIRECT LLCPast·CRD# 42159
RIA
Arlington, VA
February 24, 2009 - September 5, 2013
E*TRADE SECURITIES LLCPast·CRD# 29106
BD
Sandy, UT
December 11, 2006 - September 5, 2013
WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582
BD
Salt Lake City, UT
September 20, 2005 - October 31, 2006
HARRISDIRECT LLCPast·CRD# 42159
BD
Jersey City, NJ
April 16, 2004 - September 23, 2005
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Smithfield, RI
January 7, 2000 - February 25, 2003
FIDELITY DISTRIBUTORS COMPANY LLCPast·CRD# 17507
BD
Smithfield, RI
July 17, 1996 - November 18, 1999

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Current Firm

SW
SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - SEC (6/14/2013 Approved)

Contact Information

Main Address

234 1st Street, San Francisco, CA 94105

Phone Number

(855) 525-7634

# of Employees

114

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

290,887

AUM (Assets Under Management)

$2,047,338,985

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - SEC (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1996About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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