Richard J. Durso
RTD FINANCIAL ADVISORS
CRD#: 2772293
Some features on this profile are disabled
Richard John DursoRTD FINANCIAL ADVISORS
Professional summary
Richard John Durso, CFP® is a registered financial advisor currently at RTD FINANCIAL ADVISORS INC .
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.
Core Areas of Focus
Estate & Generational Planning Issues
Financial Psychology/Coaching
High Net Worth Client Needs
Investment Advice with Ongoing Management
Retirement Plan Investment Advice
Biography
Richard Durso attended LaSalle High School and St. Joseph’s University (Bachelor of Science in Business Management and M.B.A. in Finance) and has earned the CFP®, ChFC, and AEP. His professional experience includes financial planning and investment management. As a financial planner, he is passionate about bringing structure and organization to his clients’ lives by cultivating a plan based upon their life goals and unique situations. He is a firm believer in establishing goals, developing a plan, and having the vigor to stick to that plan. Richard’s specialty is to ensure that family wealth and values are passed down to future generations through proper estate and financial planning.Richard is a contributor the Journal of Financial Planning and has been quoted by financial publications such as Kiplinger’s and MSN Money. Richard is the chair of the education committee and board member for the Philadelphia Chapter of the Financial Planning Association. He is also a member of NAPFA and the Philadelphia Estate Planning Council. Richard was born and raised in Philadelphia. He is married and has two daughters. Richard balances his time with family, work, ice hockey, and a healthy lifestyle.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Tax Planning
Estate Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Durso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 16, 2009 - Present
RTD FINANCIAL ADVISORS INC
RIA
CRD#: 110744
Past
October 26, 2005 - March 16, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
July 31, 2003 - May 20, 2004
TD AMERITRADE, INC.
RIA
CRD#: 7870
JENKINTOWN, PA
Past
April 3, 2003 - May 20, 2004
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
November 21, 2002 - April 2, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 20, 1998 - September 16, 2002
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
December 17, 1996 - July 24, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 17, 1996 - July 24, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RTD FINANCIAL ADVISORS INC
PINNACLE FINANCIAL ADVISORY GROUP OF RTD | RTD FINANCIAL ADVISORS INC
CRD#: 110744 / SEC#: 801-19015
RIA
Registered Investment Advisory firm - (6/13/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/16/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RTD FINANCIAL ADVISORS INC
PINNACLE FINANCIAL ADVISORY GROUP OF RTD | RTD FINANCIAL ADVISORS INC
CRD#: 110744 / SEC#: 801-19015
RIA
Registered Investment Advisory firm - (6/13/1983 Approved)Loading...
Contact information
Main Address
30 S. 17th Street Ste 1620, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 557-3800
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,979 |
| AUM (Assets Under Management) | $ 2,381,633,715 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
