Richard John Durso
CFP®Professional Summary
Richard John Durso, CFP® is a registered financial advisor currently at RTD FINANCIAL ADVISORS INC. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Financial Planning
- Investment Management
- Tax Planning
- Estate & Legacy Planning
Specializations
Biography
Richard Durso attended LaSalle High School and St. Joseph’s University (Bachelor of Science in Business Management and M.B.A. in Finance) and has earned the CFP®, ChFC, and AEP. His professional experience includes financial planning and investment management. As a financial planner, he is passionate about bringing structure and organization to his clients’ lives by cultivating a plan based upon their life goals and unique situations. He is a firm believer in establishing goals, developing a...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
PINNACLE FINANCIAL ADVISORY GROUP OF RTD | RTD FINANCIAL ADVISORS INC
Contact Information
Main Address
30 S. 17th Street Ste 1620, Philadelphia, PA 19103Phone Number
(215) 557-3800# of Employees
39SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,093AUM (Assets Under Management)
$2,724,578,473Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PINNACLE FINANCIAL ADVISORY GROUP OF RTD | RTD FINANCIAL ADVISORS INC
State Registrations and Notice Filings
(3/16/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2003About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2003About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard John Durso's CRS (Customer Relationship Summary).
Services Offered by Richard
- Retirement Planning
- Financial Planning
- Investment Management
- Tax Planning
- Estate & Legacy Planning
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