Troy D. Bachis
Professional summary
Troy D Bachis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Troy is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Troy had worked at 1 firm, which includes METLIFE INVESTORS DISTRIBUTION COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1996 - May 2, 1997
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 6695 / SEC#: , 8-17973
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, INC. | SHAREHOLDER | |
| BUFFINGTON, DEBORA LYNN MRS. | VICE PRESIDENT, CCO | 2219235 |
| DEUTH, CHARLES MILTON | VICE PRESIDENT - NATIONAL ACCOUNTS | 1922397 |
| FORGET, ELIZABETH MARY | EXECUTIVE VICE PRESIDENT- MONEY MANAGEMENT | 2767945 |
| HIPWORTH, PAUL DAVID | EXECUTIVE VICE PRESIDENT, CFO, FINOP | 2798832 |
| LAPIANA, PAUL ANTHONY | EXECUTIVE VICE PRESIDENT | 2237245 |
| PEARSON, RICHARD CARL | PRESIDENT | 1270673 |
| SUTHERLAND, LESLIE STUART | EXECUTIVE VICE PRESIDENT | 1603666 |
| WILSON, EDWARD COOK JR | EXECUTIVE VICE PRESIDENT | 804106 |
Red Flags
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