Mariafearlene Brown

PAUL WINKLER

MT. JULIET, TN 37122

Some features on this profile are disabled

CRD#: 2772108

Professional summary

Mariafearlene Brown, who also goes by Mariafe Arlene Brown, Mariafe Arlene Gregoris, Mariate Arlene Gregoris, is a registered financial advisor currently at PAUL WINKLER, INC. located in Mt. Juliet, Tennessee.

Mariafearlene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mariafearlene has worked at 13 firms and has passed the Series 63, Series 65, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mariafe Arlene Brown | Mariafe Arlene Gregoris | Mariate Arlene Gregoris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED INSURANCE AGENT,NOT INVESTMENT-RELATED, SINCE 1996. 0 HOURS/MONTH IS DEVOTED TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariafearlene Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2014 - Present

PAUL WINKLER, INC.

Office #1: 1550 N. Mt. Juliet Rd., #102, Mt. Juliet, TN 37122Office #2: 130 Hillcrest Drive Suite304, Clarksville, TN 37043

RIA

CRD#: 119342

MT. JULIET, TN

Past

September 27, 2013 - April 1, 2014

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

CLARKSVILLE, TN

Past

November 16, 2012 - September 13, 2013

HORACE MANN INVESTORS, INC.

CRD#: 11643

CLARKSVILLE, TN

Past

August 1, 2011 - October 31, 2011

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

DOUGLASVILLE, GA

Past

January 7, 2009 - September 26, 2011

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

DOUGLASVILLE, GA

Past

July 12, 2002 - December 13, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

May 24, 2000 - July 10, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 24, 2000 - July 10, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 23, 1999 - March 15, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 12, 1999 - January 24, 2000

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

May 13, 1997 - October 22, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 13, 1996 - April 8, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 13, 1996 - May 2, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAUL WINKLER, INC.

PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC

CRD#: 119342 / SEC#: 801-128081

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arizona

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arkansas

Registered Investment Advisory firm - (7/26/2023 Terminated)

California

Registered Investment Advisory firm - (8/25/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Indiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Kentucky

Registered Investment Advisory firm - (7/26/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Michigan

Registered Investment Advisory firm - (8/9/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (7/26/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (8/1/2023 Terminated)

Ohio

Registered Investment Advisory firm - (7/26/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (7/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/26/2023 Terminated)

Virginia

Registered Investment Advisory firm - (7/26/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/26/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/7/2019)

IAR

California
(4/20/2018)

IAR

Florida
(3/1/2022)

IAR

Georgia
(8/10/2018)

IAR

Kentucky
(4/20/2018)

IAR

Louisiana
(8/23/2021)

IAR

Ohio
(2/25/2022)

IAR

Tennessee
(7/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/30/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/2/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 11/15/2012

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/12/1996

General Securities Representative Examination

Current Firm

PAUL WINKLER, INC.

PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC

CRD#: 119342 / SEC#: 801-128081

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arizona

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arkansas

Registered Investment Advisory firm - (7/26/2023 Terminated)

California

Registered Investment Advisory firm - (8/25/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Indiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Kentucky

Registered Investment Advisory firm - (7/26/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Michigan

Registered Investment Advisory firm - (8/9/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (7/26/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (8/1/2023 Terminated)

Ohio

Registered Investment Advisory firm - (7/26/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (7/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/26/2023 Terminated)

Virginia

Registered Investment Advisory firm - (7/26/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/26/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3050 Business Park Circle Suite 503, Goodlettsville, TN 37072

Mailing Address

Phone number

(615) 851-1950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts	2,559
AUM (Assets Under Management)	$ 1,168,234,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Eric Berner

LPL FINANCIAL LLC

IAR

HENDERSONVILLE, TN

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mariafearlene Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariafearlene Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

HORACE MANN INVESTORS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

REDHAWK WEALTH ADVISORS, INC.

WALNUT STREET SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INTERNATIONAL ASSETS ADVISORY, LLC

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

PAUL WINKLER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/2012

Series 65

Date: 9/2/2008

Series 6

Date: 11/15/2012

Series 7

Date: 9/12/1996

Current Firm

PAUL WINKLER, INC.

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAUL WINKLER, INC.

TRUST BUT VERIFY

Similar Advisors