Scott E. Schucht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Edward Schucht was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2014 - December 15, 2014
ALPS DISTRIBUTORS, INC.
April 5, 2012 - May 10, 2012
CANTOR FITZGERALD & CO.
January 6, 2010 - May 6, 2010
KNIGHT DIRECT LLC
January 3, 2008 - July 22, 2008
NEONET SECURITIES, INC.
May 8, 2000 - September 29, 2005
NEONET SECURITIES, INC.
July 17, 1998 - April 19, 2000
BRIDGE TRADING COMPANY
September 30, 1997 - March 6, 1998
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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