Frank J. Muzzicato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank J Muzzicato was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1996. Frank had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2009 - July 24, 2013
IC ADVISORY SERVICES, INC.
November 16, 2009 - July 24, 2013
THE INVESTMENT CENTER, INC.
July 31, 2002 - November 30, 2009
SECURITIES AMERICA ADVISORS, INC.
July 26, 1999 - November 30, 2009
SECURITIES AMERICA, INC.
June 30, 1998 - July 28, 1999
OPPENHEIMER & CO. INC.
November 6, 1996 - June 10, 1998
MORGAN STANLEY DW INC.
September 12, 1996 - November 14, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
