Stuart J. Sneen

TWOTEN PLANNING, PLLC

Austin, TX

Some features on this profile are disabled

CRD#: 2771551

Professional summary

Stuart James Sneen, CFP®, who also goes by Stu Sneen, is a registered financial advisor currently at TWOTEN PLANNING, PLLC located in Austin, Texas.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stuart has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stu Sneen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart James Sneen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 8, 2024 - Present

TWOTEN PLANNING, PLLC

RIA

CRD#: 329989

Austin, TX

Past

April 4, 2014 - April 2, 2024

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

April 4, 2014 - April 2, 2024

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

November 9, 2004 - March 4, 2014

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

September 28, 1999 - May 28, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/1999

General Securities Representative Examination

Current Firm

TWOTEN PLANNING, PLLC

CRD#: 329989 / SEC#:

Texas

Registered Investment Advisory firm - (5/8/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(616) 389-4612

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 3,316,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stuart J. Sneen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart James Sneen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWOTEN PLANNING, PLLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/27/1999

Current Firm

TWOTEN PLANNING, PLLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWOTEN PLANNING, PLLC

TRUST BUT VERIFY

Similar Advisors