Luba Yurchyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luba Yurchyk was a registered financial professional .
Luba is a previously registered financial professional and started their career in finance in 1998. Luba had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2025 - April 25, 2025
ROBINHOOD FINANCIAL, LLC
August 29, 2023 - November 20, 2024
U.S. BANCORP INVESTMENTS, INC.
August 29, 2023 - November 20, 2024
U.S. BANCORP INVESTMENTS, INC.
October 2, 2020 - September 5, 2023
HSBC SECURITIES (USA) INC.
October 2, 2020 - September 5, 2023
HSBC SECURITIES (USA) INC.
January 24, 2018 - September 30, 2020
HARRISDIRECT LLC
January 24, 2018 - September 30, 2020
E*TRADE SECURITIES LLC
November 7, 2014 - January 23, 2018
J.P. MORGAN SECURITIES LLC
November 7, 2014 - January 23, 2018
J.P. MORGAN SECURITIES LLC
April 29, 2013 - February 7, 2014
MORGAN STANLEY
March 19, 2013 - February 7, 2014
MORGAN STANLEY
March 29, 2010 - July 6, 2011
AVANZA CAPITAL MARKETS INC.
February 17, 2010 - February 24, 2010
JESUP & LAMONT SECURITIES CORP
June 18, 2009 - September 9, 2009
BOE SECURITIES INC.
February 28, 2005 - December 10, 2007
G1 EXECUTION SERVICES, LLC
September 17, 2003 - March 8, 2005
E*TRADE SECURITIES LLC
May 17, 2001 - April 22, 2003
CIC MARKET SOLUTIONS, INC.
September 9, 1998 - May 10, 2001
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
