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RO

Richard M. Oleary

RED HILLS CAPITAL
Tallahassee, FL 32303
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CRD#: 2771363
RO

Professional summary


Richard Michael Oleary is a registered financial advisor currently at RED HILLS CAPITAL, LLC located in Tallahassee, Florida and SHEARSON FINANCIAL SERVICES, LLC located in Tallahasee, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGING PARTNER OF RED HILLS CAPITAL A FLORIDA RIA, 40 HRS PER WEEK. PORTFOLIO SELECTION, PERFORMANCE ANALYSIS AND OTHER TASKS REQUISITE OF RUNNING A SMALL BUSINESS. MANAGING PARTNER OF BOTFLY INVESTMENTS, LLC, INVESTS IN REAL ESTATE. 2 HRS PER MONTH DEDICATED

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Richard Michael Oleary's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 13, 2001 - Present

RED HILLS CAPITAL, LLC

Office #1: 221 Delta Court, Ste. 2, Tallahassee, FL 32303
RIA
CRD#: 126009
Tallahassee, FL
Current

September 21, 2001 - Present

SHEARSON FINANCIAL SERVICES, LLC

Office #1: 221 Delta Court 2, Tallahasee, FL 32303
RIA
BD
CRD#: 38619
Tallahasee, FL
Past

March 25, 1997 - June 27, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

September 11, 1996 - March 27, 1997

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/31/2017)
RR
California
(5/9/2014)
RR
Colorado
(11/11/2025)
IAR
Florida
(8/13/2001)
RR
Florida
(9/24/2001)
RR
Georgia
(1/6/2004)
RR
Illinois
(9/21/2001)
RR
Indiana
(5/22/2025)
RR
Kentucky
(1/6/2004)
RR
Missouri
(6/12/2018)
RR
Oregon
(4/5/2018)
RR
South Carolina
(10/31/2017)
RR
Virginia
(5/10/2023)
RR
Washington
(6/2/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/17/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 4/15/1997
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RH
RED HILLS CAPITAL, LLC
RED HILLS CAPITAL, LLC | RED HILLS CAPITAL,LLC

CRD#: 126009 / SEC#:

Florida
Registered Investment Advisory firm - (8/13/2001 Approved)
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Contact information


Main Address
221 Delta Court, Ste. 2, Tallahassee, FL 32303
Mailing Address
Phone number
(850) 425-1110
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts77
AUM (Assets Under Management)$ 42,888,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RED HILLS CAPITAL, LLC

CRD#: 126009Tallahassee, FL 32303

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Contact information


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