Chet C. Harris
Professional summary
Chet C Harris was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chet is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Chet had worked at 7 firms, which includes GRADY AND HATCH & COMPANY INC., ANDREW ALEXANDER WISE & COMPANY INCORPORATED, THOMAS FLETCHER & COMPANY INC., SCHNEIDER SECURITIES INC., EASTBROOK CAPITAL GROUP LLC, PRESTON LANGLEY ASSET MANAGEMENT INC., BROWNSTONE CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2001 - October 9, 2001
GRADY AND HATCH & COMPANY, INC.
June 6, 2001 - June 25, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
April 27, 2001 - June 7, 2001
THOMAS FLETCHER & COMPANY, INC.
October 23, 2000 - April 17, 2001
SCHNEIDER SECURITIES, INC.
June 2, 2000 - September 18, 2000
EASTBROOK CAPITAL GROUP LLC
February 24, 1999 - November 17, 1999
PRESTON LANGLEY ASSET MANAGEMENT, INC.
March 11, 1998 - February 11, 1999
BROWNSTONE CAPITAL CORP.
April 24, 1997 - August 8, 1997
BROWNSTONE CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
GRADY AND HATCH & COMPANY, INC.
CRD#: 14262 / SEC#: , 8-30204
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 2 |
Red Flags
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