Michael R. Marsh

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Chevy Chase, MD

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CRD#: 2770710

Professional summary

Michael R Marsh, who also goes by Michael Raymond Marsh, Michael R. Marsh, is a registered financial advisor currently at PRINCETON GLOBAL ASSET MANAGEMENT LLC located in Chevy Chase, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 12 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Raymond Marsh | Michael R. Marsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*: 2062297 Entity Type: Entity Charitable Name of OBA: Jesuit Volunteer Corps (JVC) USA Address: Baltimore, MD Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/28/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Board Member - offer advice for programs growth.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Marsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2024 - Present

PRINCETON GLOBAL ASSET MANAGEMENT LLC

RIA

CRD#: 146644

Chevy Chase, MD

Past

March 16, 2023 - December 2, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BETHESDA, MD

Past

February 2, 2023 - December 2, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BETHESDA, MD

Past

August 26, 2015 - September 27, 2018

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

WASHINGTON, DC

Past

June 17, 2014 - February 2, 2023

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

WASHINGTON, DC

Past

December 1, 2011 - April 8, 2014

ROCKEFELLER & CO., INC.

RIA

CRD#: 106264

NEW YORK, NY

Past

November 12, 2009 - December 15, 2009

POTOMAC CAPITAL MARKETS, LLC

CRD#: 39800

MIDDLETOWN, MD

Past

January 28, 2008 - October 23, 2009

LYNX INVESTMENT ADVISORY, LLC

RIA

CRD#: 111814

WASHINGTON, DC

Past

October 16, 2007 - December 31, 2007

LN SECURITIES, INC.

CRD#: 2554

NEW YORK, NY

Past

August 29, 2006 - March 14, 2007

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

February 19, 2004 - January 19, 2005

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

WASHINGTON, DC

Past

February 18, 2004 - January 19, 2005

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 26, 1999 - January 8, 2004

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

WASHINGTON, DC

Past

March 9, 1998 - January 7, 2004

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/23/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/26/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/1998

General Securities Representative Examination

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

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Contact information

Main Address

17 Hulfish Street Suite 240, Princeton, NJ 08542

Mailing Address

Phone number

(609) 945-1781

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCETON GLOBAL ASSET MANAGEMENT, LLC FORM ADV PART 2A: FIRM BROCHURE (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 782,787,247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST SECURITIES, INC.

ROCKEFELLER & CO., INC.

POTOMAC CAPITAL MARKETS, LLC

LYNX INVESTMENT ADVISORY, LLC

LN SECURITIES, INC.

PNC CAPITAL MARKETS LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

Primary Firm SEC Registration

PRINCETON GLOBAL ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/23/2015

Series 65

Date: 7/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/5/1998

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCETON GLOBAL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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