Arnab K. Chanda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnab Kumar Chanda was a registered financial professional .
Arnab is a previously registered financial professional and started their career in finance in 1998. Arnab had worked at 7 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2012 - November 29, 2012
AVIAN SECURITIES, LLC
November 15, 2011 - January 6, 2012
WJB CAPITAL GROUP, INC.
February 19, 2009 - October 17, 2011
ROTH CAPITAL PARTNERS, LLC
March 26, 2007 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
May 23, 2001 - March 29, 2007
LEHMAN BROTHERS INC.
September 1, 1998 - June 8, 2000
ROBERTSON STEPHENS, INC.
April 1, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVIAN SECURITIES, LLC
CRD#: 46347 / SEC#: , 8-51389
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE AVI COHEN TRUST | PARTNER | |
| ZIRKEL, LAWRENCE EVAN | PARTNER | 2257064 |
| COHEN, AVI | TRUSTEE OF THE AVI COHEN TRUST, MANAGER & CHIEF COMPLIANCE OFFICER, ROP | 2410714 |
| COHEN, VANDA | TRUSTEE OF THE VANDA COHEN TRUST | 4653126 |
| KATSNELSON, DAVID | TRUSTEE OF THE ERIK GIDEON COHEN TRUST 2003, TRUSTEE OF THE ETHAN DAVID COHEN TRUST 2003 | 3260849 |
| LOVELL, NATHANIEL WILLARD | ROP | 4300307 |
| PFEIFFER, MARK STEWART | PARTNER | 4089566 |
| THE ERIK GIDEON COHEN TRUST 2003 | PARTNER | |
| THE ETHAN DAVID COHEN TRUST 2003 | PARTNER | |
| THE VANDA COHEN TRUST | PARTNER |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
