Samuel E. Masemer

FORESIDE FINANCIAL SERVICES

Newport Beach, CA 92660

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CRD#: 2770546

Professional summary

Samuel Edward Masemer, CFA, CFP®, who also goes by Sam Masemer, Samuel Edward Masemer, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 1996. Samuel has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Masemer | Samuel Edward Masemer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Edward Masemer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Experience

Current

April 17, 2023 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660

CRD#: 148477

Newport Beach, CA

Past

March 13, 2013 - April 14, 2023

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

WEST CHESTER, PA

Past

May 11, 2012 - March 1, 2013

FORESIDE FUND SERVICES, LLC

CRD#: 46106

MALVERN, PA

Past

March 25, 2008 - May 11, 2012

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

August 7, 2006 - August 23, 2007

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

CINCINNATI, OH

Past

August 7, 2006 - August 21, 2007

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

September 6, 2005 - July 24, 2006

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

ATLANTA, GA

Past

November 8, 2001 - August 30, 2005

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

January 19, 2001 - September 24, 2001

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

October 13, 2000 - December 13, 2000

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

December 3, 1998 - February 18, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

November 11, 1997 - September 9, 1998

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 18, 1996 - November 18, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 18, 1996 - November 18, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2024)

Alaska
(1/2/2024)

Arizona
(1/2/2024)

Arkansas
(1/2/2024)

California
(4/17/2023)

Colorado
(1/2/2024)

Connecticut
(1/2/2024)

Delaware
(1/2/2024)

District of Columbia
(1/2/2024)

Florida
(1/2/2024)

Georgia
(1/2/2024)

Hawaii
(1/2/2024)

Idaho
(1/2/2024)

Illinois
(1/2/2024)

Indiana
(1/2/2024)

Iowa
(1/2/2024)

Kansas
(1/2/2024)

Kentucky
(1/2/2024)

Louisiana
(1/2/2024)

Maine
(1/2/2024)

Maryland
(1/2/2024)

Massachusetts
(1/2/2024)

Michigan
(1/2/2024)

Minnesota
(1/2/2024)

Mississippi
(1/2/2024)

Missouri
(1/2/2024)

Montana
(1/2/2024)

Nebraska
(1/2/2024)

Nevada
(1/2/2024)

New Hampshire
(1/2/2024)

New Jersey
(1/2/2024)

New Mexico
(1/2/2024)

New York
(1/2/2024)

North Carolina
(1/2/2024)

North Dakota
(1/2/2024)

Ohio
(1/2/2024)

Oklahoma
(1/2/2024)

Oregon
(1/2/2024)

Pennsylvania
(1/2/2024)

Rhode Island
(1/2/2024)

South Carolina
(1/2/2024)

South Dakota
(1/2/2024)

Tennessee
(1/2/2024)

Texas
(1/2/2024)

Utah
(1/2/2024)

Vermont
(1/2/2024)

Virginia
(1/2/2024)

Washington
(1/2/2024)

West Virginia
(1/2/2024)

Wisconsin
(1/2/2024)

Wyoming
(1/2/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Samuel E. Masemer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Edward Masemer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SELECT DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

TOUCHSTONE ADVISORS INC

TOUCHSTONE SECURITIES, INC.

ENTERPRISE FUND DISTRIBUTORS, INC.

TOUCHSTONE SECURITIES, INC.

CNR SECURITIES, LLC

DIRECTED SERVICES LLC

DELAWARE DISTRIBUTORS, L.P.

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2001

Series 63

Date: 7/23/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1996

Series 24

Date: 7/21/2008

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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