Mario Kafetzis

CRAFT CAPITAL MANAGEMENT LLC

Tinton Falls, NJ 07724

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CRD#: 2770445

Professional summary

Mario Kafetzis is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Tinton Falls, New Jersey.

Mario is registered as a RR (Registered Representative) and started their career in finance in 1997. Mario has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mario Kafetzis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 44 Apple Street Suite 9, Room G-28, Tinton Falls, NJ 07724

CRD#: 171350

Tinton Falls, NJ

Past

May 5, 2021 - January 4, 2022

ESSEX SECURITIES LLC

CRD#: 46605

JERSEY CITY, NJ

Past

March 17, 2021 - May 5, 2021

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

October 16, 2019 - April 1, 2021

ALEXANDER CAPITAL, L.P.

CRD#: 40077

RED BANK, NJ

Past

August 6, 2019 - November 20, 2019

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

May 20, 2013 - August 7, 2019

AEGIS CAPITAL CORP.

CRD#: 15007

BOCA RATON, FL

Past

January 20, 2010 - May 20, 2013

GARDEN STATE SECURITIES, INC.

CRD#: 10083

BOCA RATON, FL

Past

June 25, 2007 - February 2, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

WELLINGTON, FL

Past

November 9, 2001 - September 20, 2004

FIRST SECURITIES USA, INC.

CRD#: 39986

IRVINE, CA

Past

August 13, 2001 - June 26, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

WEST PALM BEACH, FL

Past

January 2, 1998 - August 17, 2001

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

May 29, 1997 - January 1, 1998

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

March 14, 1997 - June 5, 1997

GLOBAL CAPITAL MARKETS, LLC

CRD#: 16191

MELVILLE, NY

Past

February 14, 1997 - March 14, 1997

H G I

CRD#: 14079

JERICHO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/4/2022)

New Jersey
(1/3/2022)

New York
(1/3/2022)

Exams

State Security Law Exam

Series 63

Date: 9/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Mailing Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Phone number

(516) 833-1325

Established

New York since 10/15/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CRAFT ASSET HOLDINGS LLC	MANAGING MEMBER
FURST, RONALD ALLAN	CCO/ROP	1007934
KIRONT, BARRY MICHAEL	CEO	2281871
KIRONT, STEPHEN MARK	EVP/COO	2009609
RYAN, KIMBERLY ANN	FINOP	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mario Kafetzis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mario Kafetzis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSEX SECURITIES LLC

SAN BLAS SECURITIES LLC

ALEXANDER CAPITAL, L.P.

SPARTAN CAPITAL SECURITIES, LLC

AEGIS CAPITAL CORP.

GARDEN STATE SECURITIES, INC.

GUNNALLEN FINANCIAL, INC

FIRST SECURITIES USA, INC.

BROOKSTREET SECURITIES CORPORATION

JOSEPHTHAL & CO., INC.

FAIRCHILD FINANCIAL GROUP, INC.

GLOBAL CAPITAL MARKETS, LLC

H G I

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1996

FINRA

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRAFT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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