Nader Gandevani

SHOPOFF SECURITIES

Irvine, CA 92612

Some features on this profile are disabled

CRD#: 2770412

Professional summary

Nader Gandevani, who also goes by Nader Gandevani, Ned Gandevani, Nader M Gandevani, is a registered financial professional currently at SHOPOFF SECURITIES, INC. located in Irvine, California.

Nader is registered as a RR (Registered Representative) and started their career in finance in 2014. Nader has worked at 9 firms and has passed the Series 66, Series 65, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nader Gandevani | Ned Gandevani | Nader M Gandevani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROFESSOR at Harvard University (and adjunct faculty at other universities including Lesley University, if a course is assigned to teach.) - NON-INVESTMENT RELATED. 51 BRATTLE STREET & 99 BRATTLE STREET, CAMBRIDGE ,MA 02138. NATURE OF BUSINESS: TEACHING. 0% OWNER. POSITION: PROFESSOR. STARTED 08/2014. 20HRS/MO AND 0HRS/MO DURING TRADING HRS.DUTIES: TEACHING GRADUATE COURSES IN THE PM HOURS. NADER GANDEVANI (DBA NMG FINANCIAL SERVICES)- NON-INVESTMENT RELATED.35 HAWTHORNE LN. NORWELL, MA 02061. NATURE OF BUSINESS: INDEPENDENT INSURANCE AGENT. 100% OWNER, POSITION: OWNER. STARTED 2012. 5HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: INDEPENDENT INSURANCE AGENT. NMG INVESTMENT GROUP, LLC POSITION: Owner/Manager NATURE: NMG Investment Group, LLC was established to purchase personal investment. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2014 ADDRESS: 265 Franklin Street, Suite 1702, Boston MA 02110, United States DESCRIPTION: Was created to purchase for personal investment purpose. NADER GANDEVANI (DBA NMG CAPITAL GROUP) POSITION: Owner/Manager NATURE: NMG Capital Group is a DBA for my financial advising, insurance, and consulting business in helping businesses to develop marketing and strategic plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/2020 ADDRESS: 265 Franklin Street, Suite 1702, Boston MA 02110, United States DESCRIPTION: Financial and Business Consulting.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nader Gandevani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

SHOPOFF SECURITIES, INC.

Office #1: 18565 Jamboree Road, Suite 200, Irvine, CA 92612

CRD#: 142866

Irvine, CA

Past

March 23, 2020 - July 22, 2024

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

Miami, FL

Past

March 5, 2020 - July 22, 2024

MOLONEY SECURITIES CO., INC.

CRD#: 38535

MANCHESTER, MO

Past

November 2, 2018 - March 6, 2020

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

NEW YORK, NY

Past

June 13, 2018 - March 6, 2020

WESTPARK CAPITAL, INC.

CRD#: 39914

NEW YORK, NY

Past

July 26, 2017 - June 13, 2018

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

NORWELL, MA

Past

July 21, 2017 - June 13, 2018

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

February 25, 2016 - March 31, 2017

NMG CAPITAL GROUP

RIA

CRD#: 282596

READING, MA

Past

March 10, 2015 - December 31, 2015

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

LLOYD NECK, NY

Past

February 17, 2015 - December 31, 2015

VANDERBILT SECURITIES, LLC

CRD#: 5953

WOODBURY, NY

Past

June 3, 2014 - January 28, 2015

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEW YORK, NY

Past

March 10, 2014 - January 28, 2015

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/8/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/31/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/7/1996

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

SHOPOFF SECURITIES, INC.

CRD#: 142866 / SEC#: , 8-67499

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18565 Jamboree Road, Suite 200, Irvine, CA 92612

Mailing Address

18565 Jamboree Road, Suite 200, Irvine, CA 92612

Phone number

(949) 417-1397

Established

Delaware since 09/15/2006

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE SHOPOFF REVOCABLE TRUST DATED 8/12/2004	OWNER
MERRIMAN, JO ALMA	CHIEF OPERATING OFFICER	7346895
SHOPOFF, CINDY MILAM	TRUSTEE	5380583
SHOPOFF, WILLIAM ANTHONY	CHIEF COMPLIANCE OFFICER / AML-CO	1273471
SHOPOFF, WILLIAM ANTHONY	PRESIDENT/CEO	1273471
SHOPOFF, WILLIAM ANTHONY	TRUSTEE	1273471
SHUMBERG, IVANA M	FINOP	3167225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nader Gandevani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nader Gandevani's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

NMG CAPITAL GROUP

VANDERBILT ADVISORY SERVICES

VANDERBILT SECURITIES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2014

Series 65

Date: 10/31/2011

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2014

Series 3

Date: 8/7/1996

FINRA

Current Firm

SHOPOFF SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SHOPOFF SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors