Laura A. Laberee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Ann Laberee, who also goes by Laura Ann Feyereisen, Laurie Ann Feyereisen, Laura Laberee, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1998. Laura had worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2017 - November 25, 2020
FROST INVESTMENT SERVICES
November 1, 2017 - November 25, 2020
FROST BROKERAGE SERVICES, INC.
November 1, 2013 - May 16, 2016
COMERICA SECURITIES
November 1, 2013 - May 16, 2016
COMERICA SECURITIES
November 5, 2012 - October 10, 2013
EDWARD JONES
August 2, 2012 - October 10, 2013
EDWARD JONES
August 13, 2004 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
August 13, 2004 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
May 1, 2001 - April 6, 2004
J.P. MORGAN SECURITIES INC.
May 1, 2001 - July 20, 2004
J.P. MORGAN SECURITIES INC.
April 9, 2001 - May 1, 2001
JPMSI
November 10, 1998 - July 26, 1999
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
