Marco Alfonsi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Alfonsi was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 1996. Marco had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2004 - July 30, 2008
BASIC INVESTORS INC.
August 21, 2001 - October 15, 2004
CLARK STREET CAPITAL, INC.
December 4, 2000 - January 5, 2001
GLOBAL-AMERICAN INVESTMENTS, INC.
February 23, 1998 - December 8, 1998
GUNNALLEN FINANCIAL, INC
November 4, 1997 - March 3, 1998
LUMIERE SECURITIES, INC.
May 30, 1997 - August 29, 1997
TAJ GLOBAL EQUITIES, INC.
May 21, 1997 - June 5, 1997
BRIARWOOD INVESTMENT COUNSEL
February 14, 1997 - April 24, 1997
JARON EQUITIES CORP.
January 3, 1997 - January 28, 1997
THE HAMILTON-SHEA GROUP, INC.
November 7, 1996 - December 13, 1996
LANDMARK INTERNATIONAL EQUITIES
August 2, 1996 - October 8, 1996
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIC INVESTORS INC.
CRD#: 1187 / SEC#: , 8-5468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELZ, RICHARD JOHN | VICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP | 1140219 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
