Raymond V. Hayes
Professional summary
Raymond V Hayes Jr, who also goes by (jr) Raymond V Hayes, Raymond V Hayes Jr, Raymond V Hayes Jr Jr, Raymond V Hayes, Raymond Hayes, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Houston, Texas and VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 14 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond V Hayes Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond V Hayes Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
August 9, 2022 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, C2n, Windsor, CT 06095August 9, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, C4-s, Windsor, CT 06095November 11, 2020 - July 1, 2022
KESTRA ADVISORY SERVICES, LLC
November 11, 2020 - July 1, 2022
KESTRA INVESTMENT SERVICES, LLC
April 11, 2019 - November 9, 2020
NEXT FINANCIAL GROUP, INC.
April 11, 2019 - November 9, 2020
NEXT FINANCIAL GROUP, INC.
July 19, 2017 - March 4, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
July 18, 2017 - March 4, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
February 19, 2016 - July 17, 2017
FSC SECURITIES CORPORATION
October 22, 2015 - July 17, 2017
FSC SECURITIES CORPORATION
November 15, 2010 - October 3, 2011
FORESTERS EQUITY SERVICES, INC.
November 13, 2009 - December 31, 2014
ATRA VIR CAPITAL
November 29, 2006 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
November 20, 2006 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
June 26, 2006 - August 25, 2006
STANFORD GROUP COMPANY
June 26, 2006 - August 25, 2006
STANFORD GROUP COMPANY
August 31, 2004 - June 26, 2006
E*TRADE SECURITIES LLC
October 24, 2003 - April 7, 2004
EQUITABLE ADVISORS, LLC
October 21, 2003 - April 7, 2004
EQUITABLE ADVISORS, LLC
July 29, 2003 - August 22, 2003
TD AMERITRADE, INC.
September 18, 1996 - August 22, 2003
TD AMERITRADE, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2022)
(8/12/2022)
Exams
Series 8
Date: 7/9/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
