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CN

Cang T. Nguyen

WESTPORT FINANCIAL SERVICES, L.L.C.
New York, NY 10019
Some features on this profile are disabled
CRD#: 2770141
CN

Professional summary

Cang T Nguyen, who also goes by Ken T Nguyen, is a registered financial professional currently at WESTPORT FINANCIAL SERVICES, L.L.C. located in New York, New York.

Cang is registered as a RR (Registered Representative) and started their career in finance in 2005. Cang has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ken T Nguyen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cang T Nguyen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2013 - Present

WESTPORT FINANCIAL SERVICES, L.L.C.

Office #1: 680 Fifth Avenue 5th Floor, New York, NY 10019
BD
CRD#: 38449
New York, NY
Past

November 10, 2005 - September 9, 2008

HRH INVESTMENT ADVISORS, LLC

RIA
CRD#: 112189
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/3/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/9/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WESTPORT FINANCIAL SERVICES, L.L.C.
WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449 / SEC#: , 8-48204

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Mailing Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Phone number
(203) 653-2430
Established
Delaware since 09/19/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WESTPORT HRH, LLCSHAREHOLDER
ANGELL, CARTER MICHAELCEO & FINOP - CHIEF FINANCIAL OFFICER7846268
HELLER, JEANNE RENEPRESIDENT & CHIEF COMPLIANCE OFFICER (CCO)2387549
PINTO, JAMES MARKVICE PRESIDENT & SECRETARY3045169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449New York, NY 10019

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