Michael A. Domingo

CADENCE FINANCIAL ADVISORS

Allen, TX 75013

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CRD#: 2769898

Professional summary

Michael Andrew Domingo, CFP®, CLU®, who also goes by Michael Andrew Domingo-griffin, is a registered financial advisor currently at CADENCE FINANCIAL ADVISORS, LLC located in Allen, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Biography

Mike graduated with honors from Lamar University receiving a BA in Economics.  He later earned an MBA in Corporate Finance from the University of Dallas.  He is a Certified Financial Planner® (CFP) practitioner as well as being a Chartered Life Underwriter (CLU), Chartered Retirement Planning Counselor (CRPC) and an Accredited Investment Fiduciary (AIF). He started his career in 1996 working in the private clients group of UBS. From there he joined Fidelity Investments working in their institutional plans group before transitioning into the firm's money management group.  

Over the years Mike has established himself as a knowledgeable and respected advisor among his peers.  He has been awarded numerous recognition including D Magazines Best Financial Planner ranking and 5 Star Wealth Manager as recognized in Texas Monthly magazine.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Income Management

Retirement Planning

Insurance Planning

Education Planning

Do you have an area of expertise or specialization?

Corporate Executives

Estate & Generational Planning...

Financial Psychology/Coaching

Generation X

Medical Professionals

Socially Responsible Investmen...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Michael Andrew Domingo-Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT - INDEPENDENT CAPACITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Andrew Domingo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

CLU^®

Chartered Life Underwriter

Experience

Current

October 10, 2006 - Present

CADENCE FINANCIAL ADVISORS, LLC

Office #1: 550 S. Watters Rd. Suite 232, Allen, TX 75013

RIA

CRD#: 141807

Allen, TX

Past

May 7, 2015 - February 1, 2016

MURPHY & SYLVEST

RIA

CRD#: 165130

DALLAS, TX

Past

April 26, 2005 - September 13, 2006

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA

CRD#: 109516

WESTLAKE, TX

Past

June 19, 2003 - September 13, 2006

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

April 19, 2001 - September 13, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

July 31, 1996 - October 10, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/10/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/10/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/30/1996

General Securities Representative Examination

Current Firm

CADENCE FINANCIAL ADVISORS, LLC

CRD#: 141807 / SEC#:

Texas

Registered Investment Advisory firm - (10/10/2006 Approved)

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Contact information

Main Address

550 S. Watters Rd. Suite 232, Allen, TX 75013

Mailing Address

Phone number

(972) 440-1195

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 103,594,943

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Michael A. Domingo

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Andrew Domingo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURPHY & SYLVEST

FIDELITY PERSONAL TRUST COMPANY, FSB

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/1996

Series 63

Date: 8/8/1996

Series 3

Date: 12/10/1997

Series 7

Date: 7/30/1996

Current Firm

CADENCE FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CADENCE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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