Gabriel F. Freund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Francisco Freund, who also goes by Gabriel F Freund, Gabriel F Freundvega, Gabriel Francisco Freundvega, Gabriel Francisco Freund-vega, was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 1997. Gabriel had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2026 - May 20, 2026
BROGAN ASSET MANAGEMENT, LLC
May 20, 2024 - December 10, 2024
AMERANT INVESTMENTS, INC.
May 9, 2024 - November 25, 2025
WELCY CAPITAL ADVISORS LLC
February 27, 2015 - May 7, 2024
SANTANDER SECURITIES LLC
April 21, 2014 - July 14, 2014
BNP PARIBAS INVESTMENT SERVICES, LLC
May 2, 2013 - June 28, 2013
DELTEC WEALTH MANAGEMENT, LLC
July 21, 2011 - July 10, 2014
GFO ADVISORY SERVICES, LLC
May 29, 2007 - July 19, 2007
CITIGROUP GLOBAL MARKETS INC.
December 14, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 10, 2001 - May 2, 2001
DEUTSCHE BANK SECURITIES INC.
June 4, 1999 - September 28, 2000
GFI SECURITIES LLC
November 10, 1998 - December 15, 1998
D. E. SHAW INVESTMENTS, L.P.
July 1, 1997 - August 4, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROGAN ASSET MANAGEMENT, LLC
CRD#: 336800 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
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