Brian J. Aberle

ABERLE INVESTMENT MANAGEMENT LLC

EAGLE, CO

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CRD#: 2769592

Professional summary

Brian Jacob Aberle, CFP® is a registered financial advisor currently at ABERLE INVESTMENT MANAGEMENT LLC located in Eagle, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jacob Aberle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 23, 2017 - Present

ABERLE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 286421

EAGLE, CO

Past

May 1, 2009 - April 11, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

EAGLE, CO

Past

May 1, 2009 - April 11, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

EAGLE, CO

Past

August 27, 1998 - May 19, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DENVER, CO

Past

May 1, 1998 - May 19, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DENVER, CO

Past

August 1, 1996 - May 6, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/24/2017)

IAR

Colorado
(2/23/2017)

IAR

Illinois
(3/1/2017)

IAR

Louisiana
(8/1/2022)

IAR

Texas
(3/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 7/22/1996

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/30/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/23/2009

General Securities Sales Supervisor - Options Module Examination

Current Firm

ABERLE INVESTMENT MANAGEMENT LLC

ABERLE INVESTMENT MANAGEMENT LLC | ABERLE INVESTMENT MANAGEMENT, LLC

CRD#: 286421 / SEC#:

California

Registered Investment Advisory firm - (2/24/2017 Approved)

Colorado

Registered Investment Advisory firm - (2/23/2017 Approved)

Illinois

Registered Investment Advisory firm - (3/1/2017 Approved)

Louisiana

Registered Investment Advisory firm - (8/1/2022 Approved)

Texas

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

Eagle, CO

Mailing Address

P.o Box 3275, Eagle, CO 81631

Phone number

(970) 432-7040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	197
AUM (Assets Under Management)	$ 66,086,219

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian J. Aberle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jacob Aberle's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/1998

Series 63

Date: 8/8/1996

SIE

Date: 4/11/2017

Series 7

Date: 11/1/1996

Series 52

Date: 7/22/1996

Series 10

Date: 7/30/2009

Series 9

Date: 7/23/2009

Current Firm

ABERLE INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABERLE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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