James B. Boucher

WILSON & BOUCHER CAPITAL MANAGEMENT

ORINDA, CA

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CRD#: 2769588

Professional summary

James Brian Boucher, CFP®, who also goes by Jim Boucher, is a registered financial advisor currently at WILSON & BOUCHER CAPITAL MANAGEMENT, LLC located in Orinda, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Core Areas of Focus

Asset Allocation

Mutual Funds

Retirement

Stocks & Bonds

Sudden Wealth

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Jim Boucher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brian Boucher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 16, 2005 - Present

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 134076

ORINDA, CA

Past

December 29, 1998 - April 13, 2005

SDR CAPITAL MANAGEMENT, INC.

RIA

CRD#: 109858

SAN FRANCISCO, CA

Past

July 31, 1996 - December 7, 1999

MCCLURG CAPITAL CORPORATION

CRD#: 16798

SAN RAFAEL, CA

Past

July 24, 1996 - December 23, 1998

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

CRD#: 134076 / SEC#: 801-100476

RIA

Registered Investment Advisory firm - (7/8/2015 Approved)

California

Registered Investment Advisory firm - (11/20/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (11/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/16/2005)

IAR

Texas
(3/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/1997

General Securities Principal Examination

Current Firm

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

CRD#: 134076 / SEC#: 801-100476

RIA

Registered Investment Advisory firm - (7/8/2015 Approved)

California

Registered Investment Advisory firm - (11/20/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (11/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/21/2015 Terminated)

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Contact information

Main Address

Orinda, CA

Mailing Address

1480 Moraga Road. #c351, Moraga, CA 94556

Phone number

(800) 381-8610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/2/2026)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 280,368,909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

James B. Boucher

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brian Boucher's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

SDR CAPITAL MANAGEMENT, INC.

MCCLURG CAPITAL CORPORATION

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/1996

Series 7

Date: 7/23/1996

Series 24

Date: 2/14/1997

Current Firm

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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