AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
EB

Edward R. Barros

FINANXIAL INVESTMENT ADVISORS, CORP
San Juan, PR 00927
Some features on this profile are disabled
CRD#: 2769384
EB

Professional summary


Edward Robert Barros, who also goes by Edward Robert Barros Jr, Edward Robert Barros Franqui, is a registered financial advisor currently at FINANXIAL INVESTMENT ADVISORS, CORP located in San Juan, .

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Edward has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edward Robert Barros Jr | Edward Robert Barros Franqui

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward Robert Barros's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 22, 2023 - Present

FINANXIAL INVESTMENT ADVISORS, CORP

Office #1: 121 De Diego Avenue Urb. San Francisco, San Juan, PR 00927
RIA
CRD#: 300350
San Juan, PR
Past

April 4, 2022 - October 27, 2022

UNIVERSAL FINANCIAL SERVICES INC.

RIA
CRD#: 131558
GUAYNABO, PR
Past

November 2, 2021 - October 27, 2022

UNIVERSAL FINANCIAL SERVICES INC.

BD
CRD#: 131558
GUAYNABO, PR
Past

November 10, 2005 - August 29, 2021

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

BD
CRD#: 13042
SAN JUAN, PR
Past

November 10, 2005 - October 29, 2021

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN JUAN, PR
Past

May 11, 1999 - March 24, 2000

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

BD
CRD#: 13042
HATO REY, PR
Past

May 11, 1999 - March 24, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 19, 1996 - September 9, 1997

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(8/22/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/18/2016
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FI
FINANXIAL INVESTMENT ADVISORS, CORP
FINANXIAL INVESTMENT ADVISORS, CORP

CRD#: 300350 / SEC#:

Puerto Rico
Registered Investment Advisory firm - (1/2/2019 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
121 De Diego Avenue Urb. San Francisco, San Juan, PR 00927
Mailing Address
P.o. Box 23063, San Juan, PR 00931-3063
Phone number
(787) 758-8234
Established
Firm type
Fiscal year end
# of Employees
6

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts122
AUM (Assets Under Management)$ 65,050,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANXIAL INVESTMENT ADVISORS, CORP

CRD#: 300350San Juan, PR 00927

TRUST BUT VERIFY

Monitor Edward Barros

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


RB
Robert BlasucciAdvisorCheck Check Mark
ECHOTRADE LLC
PR
TM
Tania MansouriAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Encino, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics