John S. Schwalbach

FREEDOM FINANCIAL PARTNERS LLC

Oakdale, MN 55128

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CRD#: 2769294

Professional summary

John Stephen Schwalbach, AIF®, CFP®, CLU®, who also goes by John S Schwalbach, is a registered financial advisor currently at FREEDOM FINANCIAL PARTNERS LLC located in Oakdale, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John S Schwalbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FFP Insurance, LLC; Not investment related; Oakdale, MN; a licensed insurance agency; Co-President and insurance agent; 12/2019; 5 hours/month, all during trading hours; Duties are the sales and servicing of insurance products to clients. 2) I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTINSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOTHE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. 3) Trustee for family trust. Spends approximately 1 hour a month on this, occasionally during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stephen Schwalbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2008

CLU^®

Chartered Life Underwriter

Experience

Current

November 20, 2023 - Present

FREEDOM FINANCIAL PARTNERS LLC

Office #1: 600 Inwood Ave North Ste 260, Oakdale, MN 55128

RIA

CRD#: 327560

Oakdale, MN

Past

February 28, 2020 - January 16, 2024

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

Oakdale, MN

Past

September 18, 2017 - November 8, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WOODBURY, MN

Past

September 15, 2017 - October 28, 2020

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

OAKDALE, MN

Past

February 27, 2013 - September 18, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

WOODBURY, MN

Past

February 25, 2013 - September 18, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

WOODBURY, MN

Past

June 1, 2006 - February 27, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

WOODBURY, MN

Past

January 1, 2004 - June 5, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

GOLDEN VALLEY, MN

Past

February 21, 2003 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREEDOM FINANCIAL PARTNERS LLC

CRD#: 327560 / SEC#: 801-128748

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/20/2023)

IAR

Texas
(1/8/2024)

IAR

Wisconsin
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2003

General Securities Representative Examination

Current Firm

FREEDOM FINANCIAL PARTNERS LLC

CRD#: 327560 / SEC#: 801-128748

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

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Contact information

Main Address

600 Inwood Ave North Ste 260, Oakdale, MN 55128

Mailing Address

Phone number

(651) 797-3532

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 300,858,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John S. Schwalbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stephen Schwalbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

CETERA WEALTH SERVICES, LLC

UNITED CAPITAL FINANCIAL ADVISORS

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

KESTRA INVESTMENT SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

FREEDOM FINANCIAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2003

Current Firm

FREEDOM FINANCIAL PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FREEDOM FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

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