Jason L. Ball

BALL & COMPANY

Brentwood, TN

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CRD#: 2769170

Professional summary

Jason Lindsay Ball, CFP® is a registered financial advisor currently at BALL & COMPANY located in Brentwood, Tennessee.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jason has worked at 3 firms and has passed the Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lindsay Ball's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

June 15, 2005 - Present

BALL & COMPANY

RIA

CRD#: 133950

Brentwood, TN

Past

February 9, 1999 - May 30, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

THOUSAND OAKS, CA

Past

January 27, 1999 - May 30, 2007

LPL FINANCIAL LLC

CRD#: 6413

THOUSAND OAKS, CA

Past

August 8, 1996 - January 28, 1999

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALL & COMPANY

BALL & COMPANY | REED & BALL, INC. | LANG WEALTH MANAGEMENT | BALL & COMPANY WEALTH MANAGEMENT, INC.

CRD#: 133950 / SEC#: 801-78146

RIA

Registered Investment Advisory firm - (6/4/2013 Approved)

California

Registered Investment Advisory firm - (7/12/2013 Terminated)

Texas

Registered Investment Advisory firm - (6/12/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/10/2021)

IAR

Texas
(9/20/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 10/17/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/7/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2004

General Securities Principal Examination

Current Firm

BALL & COMPANY

BALL & COMPANY | REED & BALL, INC. | LANG WEALTH MANAGEMENT | BALL & COMPANY WEALTH MANAGEMENT, INC.

CRD#: 133950 / SEC#: 801-78146

RIA

Registered Investment Advisory firm - (6/4/2013 Approved)

California

Registered Investment Advisory firm - (7/12/2013 Terminated)

Texas

Registered Investment Advisory firm - (6/12/2013 Terminated)

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Contact information

Main Address

Brentwood, TN

Mailing Address

2000 Mallory Suite 130-399, Franklin, TN 37067

Phone number

(805) 376-2779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (2/4/2025)

Regulatory assets under management

Total Number of Accounts	451
AUM (Assets Under Management)	$ 191,202,907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason L. Ball

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lindsay Ball's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

BALL & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/1996

Series 31

Date: 10/17/2001

Series 7

Date: 8/7/1996

Series 24

Date: 2/27/2004

Current Firm

BALL & COMPANY

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALL & COMPANY

TRUST BUT VERIFY

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