David T. Floor

TRADINGBLOCK

Holladay, UT

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CRD#: 2769118

Professional summary

David Tyler Floor, who also goes by Tyler David Floor, is a registered financial professional currently at TRADINGBLOCK located in Holladay, Utah.

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler David Floor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Tyler Floor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2025 - Present

TRADINGBLOCK

CRD#: 128605

Holladay, UT

Past

March 13, 2017 - December 31, 2024

CAMBRIA CAPITAL, LLC

CRD#: 133760

SALT LAKE CITY, UT

Past

September 16, 1996 - March 13, 2017

ALPINE SECURITIES CORPORATION

CRD#: 14952

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/11/2025)

Arizona
(1/5/2025)

California
(1/5/2025)

Colorado
(1/5/2025)

Connecticut
(1/5/2025)

Florida
(1/5/2025)

Idaho
(1/13/2025)

Illinois
(1/15/2025)

Indiana
(1/5/2025)

Massachusetts
(1/6/2025)

Montana
(1/5/2025)

Nevada
(1/5/2025)

New Jersey
(1/5/2025)

New York
(1/5/2025)

North Carolina
(10/13/2025)

Oregon
(1/5/2025)

Pennsylvania
(1/5/2025)

Texas
(1/5/2025)

Utah
(1/5/2025)

Washington
(1/5/2025)

Exams

State Security Law Exam

Series 63

Date: 9/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/16/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/13/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADINGBLOCK

CRD#: 128605 / SEC#: , 8-66163

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

311 S. Wacker Dr., Ste 1775 Ste 650, Chicago, IL 60606

Mailing Address

311 S. Wacker Dr., Ste 1775, Chicago, IL 60606

Phone number

(312) 253-0385

Established

Illinois since 06/02/2003

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CAMBRIA HOLDINGS INC.	OWNER
HEFFERNAN, THOMAS ROBERT	VP	5538731
HOEH, PHILLIP JOHN	CCO	2231877
MARTINO, GARY ANTHONY	VP	1458334
OGILVIE, DONAL SHANNON	COO	2863275
VANDERHOOF, JOEL MICHAEL	PRESIDENT - INVESTMENT BANKING	4152196
WALLACE, ROBERT DIRLAM	CFO	4606185
WICKERT, JERE THOMAS	CEO AND PRESIDENT	2079719

Disclosures

Regulatory Event	9
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David T. Floor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Tyler Floor's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIA CAPITAL, LLC

ALPINE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/16/2000

Series 7

Date: 9/13/1996

Series 24

Date: 10/26/2006

FINRA

Current Firm

TRADINGBLOCK

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADINGBLOCK

TRUST BUT VERIFY

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