Ronald W. Kurz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Walter Kurz was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1965. Ronald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2017 - December 31, 2023
LONE MTN INVESTORS LLC
November 22, 2016 - December 22, 2016
RBC CAPITAL MARKETS, LLC
December 2, 2010 - December 22, 2016
RBC CAPITAL MARKETS, LLC
June 1, 2009 - December 10, 2010
MORGAN STANLEY
July 12, 1982 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 13, 1978 - July 16, 1982
BECKER PARIBAS INCORPORATED
December 24, 1974 - July 13, 1978
BECKER SECURITIES INCORPORATED
February 12, 1965 - November 25, 1975
A. G. BECKER & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 6/3/1977
AMEX Put and Call ExamSeries 000
Date: 2/10/1965
General Securities Principal ExaminationSeries 1
Date: 2/10/1965
Registered Representative ExaminationCurrent Firm
LONE MTN INVESTORS LLC
CRD#: 287802 / SEC#:
Contact information
Red Flags
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