Olufemi A. Ogunjumo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olufemi Ajibade Ogunjumo was a registered financial professional .
Olufemi is a previously registered financial professional and started their career in finance in 1996. Olufemi had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2019 - April 23, 2024
LIQUIDITY.IO, LLC
December 15, 2018 - July 16, 2019
PALMER CAPITAL ADVISORS, LLC
August 23, 2017 - June 27, 2018
SHERMAN & COMPANY LLC
August 13, 2013 - April 5, 2017
DEUTSCHE BANK SECURITIES INC.
September 30, 1996 - December 31, 2011
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/13/2019
General Securities Representative ExaminationCurrent Firm
LIQUIDITY.IO, LLC
CRD#: 289499 / SEC#: , 8-70000
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
