David J. Kury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Kury was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1968. David had worked at 7 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1987 - April 24, 1989
AMERICAN CAPITAL EQUITIES, INC.
April 15, 1985 - May 8, 1987
ASSOCIATED SECURITIES CORP.
February 13, 1984 - April 15, 1985
PRUDENTIAL EQUITY GROUP, LLC
June 1, 1978 - February 7, 1984
E. F. HUTTON & COMPANY INC
November 18, 1975 - May 28, 1978
WZW FINANCIAL SERVICES, INC.
June 27, 1974 - February 6, 1976
MCMILLEN FINANCIAL SERVICES CORPORATION
November 8, 1968 - July 20, 1974
PLANNED SECURITY CONSULTANTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1968
Registered Representative ExaminationSeries 40
Date: 1/12/1976
Registered Principal ExaminationCurrent Firm
AMERICAN CAPITAL EQUITIES, INC.
CRD#: 13272 / SEC#: , 8-29069
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
